” means a securities company licensed to undertake securities business in the category of private fund management; “Marketing Representative of Private Funds” means a person appointed by a private fund
appointed by a private fund management company as representative for soliciting of customers to enter into an agreement with the private fund management company; 1“Management Company” means a mutual fund
securities underwriter is trust manager, trustee, person to be appointed as trustee or offeror who is unit trust owner.” Clause 3. This Notification shall come into force as from 1 January 2013. Notified this
appointed new governors of the Stock Exchange of Thailand, succeeding Mr. Pakorn Malakul Na Ayudhya and Wichai Poolworaluk, whose terms end on August 15, 2009. # # #
dealers and their appointed market makers from holding more than one third of the total units sold. This relaxation is to help newly established ETFs sustain appropriate size. Special-purpose fund
two are single funds and the last are pooled funds.The Selection Committee appointed by the AOP administers the first-round screening. Those passing the first round will move on to the interview. The
explanation on risks associated with gold futures trading and (3) giving advice and accepting trading orders of gold futures;2.3 The limited derivatives agent has a responsibility to oversee that the appointed
, working age and about to retire. The Cabinet appointed Permanent Secretary of the Ministry of Finance to discuss with relevant parties for implementation;(2) Encouraging intermediaries such as securities
auditor appointed by an audit firm is unable to perform audit work for a listed company and the audit firm has an insufficient number of auditors in the capital market to handle the situation, the listed