” means a securities company licensed to undertake securities business in the category of private fund management; “Marketing Representative of Private Funds” means a person appointed by a private fund

appointed by a private fund management company as representative for soliciting of customers to enter into an agreement with the private fund management company; 1“Management Company” means a mutual fund

securities underwriter is trust manager, trustee, person to be appointed as trustee or offeror who is unit trust owner.” Clause 3. This Notification shall come into force as from 1 January 2013. Notified this

Bangkok, August 22, 2006 ? The Settlement Committee appointed by the Minister of Finance under Section 317 of the Securities and Exchange Act B.E. 2535 (1992) has imposed serious penalty fines on six

Bangkok, December 4, 2007 ? The Settlement Committee appointed by the Minister of Finance under Section 317 of the Securities and Exchange Act of 1992 (SEA) imposed fines on Boonchai Chaiteerath for

liabilities. 2. SEC Board Structure: Instead of ex-officio Minister of Finance, the SEC Board Chairman shall be appointed from experts and a separate supervisory board (the Management Board) shall be

two are single funds and the last are pooled funds.The Selection Committee appointed by the AOP administers the first-round screening. Those passing the first round will move on to the interview. The

explanation on risks associated with gold futures trading and (3) giving advice and accepting trading orders of gold futures;2.3 The limited derivatives agent has a responsibility to oversee that the appointed

, working age and about to retire. The Cabinet appointed Permanent Secretary of the Ministry of Finance to discuss with relevant parties for implementation;(2) Encouraging intermediaries such as securities

auditor appointed by an audit firm is unable to perform audit work for a listed company and the audit firm has an insufficient number of auditors in the capital market to handle the situation, the listed