business operators to conduct only other businesses that are related to the securities and derivatives businesses for which they have been licensed, and requiring them to comply with the specified
conjunction with Section 83 of the Penal Code. The Civil Sanction Committee has resolved to authorize the SEC to initiate civil sanction proceedings against the 13 offenders, requiring each to pay civil penalty
scores and recommendations are summarized as follows:(1) Client acceptance and continuance (A&C): Some audit firms may need to improve A&C by requiring consideration on all significant information before
) in Thailand with the SEC directly without the need to obtain a prior approval from the Ministry of Finance; (2) Requiring the foreign issuer of baht bonds to (i) obtain an issue rating not lower than
with the independence criteria as specified by the SEC Board; (3) Undertaking of Other Businesses: Requiring any digital asset business operators who wish to undertake other businesses to obtain an
___________________________________________________________________________ Remark: The rationale for issuing this Notification is to repeal requirements related to appointment of a manager of full-service branch office and requiring securities company arrange to have
Company's net tangible asset value as per the consolidated financial statements ended on 31 st March 2018, it is a medium sized transaction requiring the Company to: (a) take the approval of the Board of
transaction requiring the Company to: (a) take the approval of the Board of Directors; and (b) make a disclosure to the Stock Exchange of Thailand. Calculation: Net Tangible Assets Value (NTA) as of 30th
limitations, and thus requiring a large sum of capital. Moreover, the assessment report contained information on the value assessment of another mine that EARTH had acquired in 2015 at the price of 3.69
costs for SMEs and startups low, SEC plans to make use of technology by requiring SMEs and startups to file financial reports through a mobile application. In addition, half-yearly and annual financial