of the results of sale of digital tokens via the ICO Portal, the client information, and the assets allocated to the clients. Clients Public task basis Approval for establishment and management of an
/departmental directors or equivalent positions/Head Compliance/Advisors to the RMC/CC/IC Port)/Investment (IC Fund/Advisors to IC Fund/Fund Assistants/Fund Dealer) • Auditors • Bondholders Public task basis The
time, the securities company may assign an officer of the head office or the manager of other full-service branch offices to temporary acting as a manager. Clause 6. In case where the securities company
paragraph, the securities company shall arrange to have a new manager within one month unless obtain a waiver from the Office. In the mean time, the securities company may assign an officer of the head office
mean time, the derivatives brokers may assign an officer of the head office or the manager of other full-service branch offices to temporary acting as a manager. Clause 6. In case where the derivatives
mean time, the derivatives brokers may assign an officer of the head office or the manager of other full- service branch offices to temporary acting as a manager. Clause 6. In case where the derivatives
within one month unless obtain a waiver from the Office. In the mean time, the derivatives brokers may assign an officer of the head office or the manager of other full- service branch offices to temporary
' decision making significantly or ensure equal information access for all investors, as deemed necessary and useful. In any case, the Company has the duty to disclose accurate and sufficient information that
securities company , the term “personnel” and “employee” under this Notification shall also include any person who is assigned to perform duty for a securities company . Clause 5 The provisions in Clause 19