Officer (DPO) of the SEC Office. 7. Communication and Dissemination of Information on the Capital Market The SEC Office communicates and disseminates information relating to the capital market, as well as
necessary. (2) a procedure for communication and providing services, namely: (a) compiling and assessing information of clients to get to know clients and assess the suitability of their investments or
procedure for communication and providing services, namely: (a) compiling and assessing information of clients to get to know clients and assess the suitability of their investments or transactions; (b
procedure for communication and providing services, namely: (a) compiling and assessing information of clients to get to know clients and assess the suitability of their investments or transactions; (b
the company’s sensitive and confidential information. The board should ensure company-wide communication and implementation of the company’s communication and disclosure policy. 7.5.2 The board should
audit procedures to be in line with the auditing standards. The improvement process also involves communication with their personnel to ensure that such manual and procedures will be applied appropriately
delivering an excellent customer experience in order to empower every customer’s life and business, we prioritize the offering of attentive and inclusive services as a trustworthy service provider. We can
giving advice or information on foreign currency denominated capital market products through Thai business operators, are not subject to the requirements to obtain licenses for investment advisory service
Ministry of Information and Communication Technology, the Bank of Thailand, the Office of Insurance Commision and the Stock Exchange of Thailand.In organizing the event, the SEC and the ADB aimed to promote
) Rectifying the operation under work systems, i.e., the trading system, the deposit and withdrawal system for money and digital assets, the client assets information system, the client contact and