. 2561 (2019). Key factors taken into consideration regarding the cryptocurrencies on the list include relevant developments and news, as well as other important factors related to cryptocurrencies. The

securities. SEC has taken measures to enhance the efficiency of the bond market ecosystem and so far has made progresses in certain areas.”  To ensure that the policies, directions, goals and key guidelines

or email at chanont@sec.or.th until 15 September 2008. All opinions and suggestions gathered from the survey will be taken into account in finalizing the draft regulation. For further inquiry, please

security of systems related to digital asset custody, which could cause significant impacts on clients’ assets. The regulations have taken effect since 16 January 2023. Pursuant to the transitional

any IOSCO-member country for at least 10 years. In addition, the applicant must not have inappropriate characteristics such as being filed a complaint against or taken under criminal proceeding for

notifications has taken suggestion from all parties, including listed companies, potential issuers, and investors, into consideration intended to provide  clear and sufficient information for investors without

Leasing Association and the SEC Office, etc. In drafting the Security Interests Act, the Task Force has complied with international standards and has taken into consideration the details of business

, Assistant Secretary-General, in charge of Legal Development; and 5. Ms. Jomkwan Kongsakul, Assistant Secretary-General, in charge of Fundraising. The executive appointments above have taken effect since 10

to her advice. {C} also failed to record her giving of investment advice and accepting of securities trading orders from many of her clients. {C} admitted that the unrecorded orders were taken via

dishonestly taken by Somchai who was authorized to sign for money withdrawal on behalf of the company. Such action was in violation of Sections 307, 308, 311 and 313 of the SEA.3. Embezzling B42 million from