. The SEC has continued its policies to improve good corporate governance among listed companies with more emphasis on (1) information disclosure in the annual reports, (2) increasing independence and

. The SEC has continued its policies to improve good corporate governance among listed companies with more emphasis on (1) information disclosure in the annual reports, (2) increasing independence and

other countries to prevent similar problems in the future, (2) disclosure of investment information and associated risks by issuers and arrangers of such structured products and potential steps to improve

and listed companies to comply with IOSCO standards and enhance the reliability of the Thai capital market and the confidence of domestic and overseas investors, the SEC has taken into account the

, with the objectives to ensure that assistance on portfolio advisory and program trading is made available for investors, while the business operators may enhance the effectiveness of the service

Bangkok, January 8, 2014 ? The SEC announced the strategic plan 2014-2016 and key initiatives to kick off in 2014 emphasizing continued five key strategies to enhance supervisory efficiency, sharpen

of SEC approved-auditors. The project aims to support small and medium enterprises (SMEs) with a potential to raise fund through capital market and expected to help enhance Thailand?s readiness to

expressed support for the proposed principles and amendments, and some also provided recommendations to enhance this proposal.In drafting the amendments of relevant regulations, the SEC has taken the

in terms of business features, technology, and other infrastructure linkages. ?Regional linkages and collaboration are essential to enhance our competitiveness amidst rapid changes in international

plan for liberalization of securities businesses and brokerage fees. These include encouraging market operators to upgrade their licenses to the full-service category and streamlining certain regulations