Secretary-General said that the SEC?s 2015 strategic plan will keep continuing the efforts in the previous years and be more responsive to global megatrends and the implications to the capital market in the
enhance the SEC’s enforcement capabilities. This reflects SEC’s continued commitment to improve our supervisory standards to be widely recognized in an international arena. More details on IOSCO MMoU
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 33. A derivatives business operator shall segregate the customer asset from its own, and shall prepare and keep account of customer asset for
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 33. A derivatives business operator shall segregate the customer asset from its own, and shall prepare and keep account of customer asset for
the time of the incident, did not keep customers' digital assets in accordance with the notification of the SEC for 121 days. In this regard, Orbix did not deposit customers' digital assets
Orbix failed to keep customers' digital assets in accordance with the notification of the SEC for 121 days. In this regard, Orbix did not deposit customers' digital assets with digital asset
. In addition, the audit committee should keep abreast of news and information of the company, be observant and skeptical to raise suspicious issues that may cause a risk and seek clarifications from the
(FETCO), said: “The introduction of the Investment Scam Hotline will significantly enhance the efficient and rapid prevention of public deception, thanks to the collaborative efforts of relevant agencies
presence in the international arena and enhance competitiveness and opportunities of business operators and participants in the Thai capital market. The hosting opportunity would also help to enhance the
Contacts to enhance their skills and knowledge. In amending the rules for the renewal of approval, the Office adds more categories of skill enhancing activities to include in-house training courses which