Company Directors and Executives.In any case, filing the criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will perform an investigation before
and legal proceedings. In any case, filing the criminal complaint is merely the commencement of the criminal procedure whereby the inquiry official will perform an investigation before
case, filing a criminal complaint is merely the commencement of the criminal procedure. The process of determining whether a person has committed a legal offense involves the investigative powers of
/ Registration • Brokerage о Securities Brokerage о Derivatives Agent о Guidelineon the commencement for operation of securities / derivatives business • Dealer о
. TorThor. 8/2551) To be filed before the commencement date of branch office. Notifying Report on Location Change of Headquarter, Full Branch, or Cyber Branch (Form 98(9)-1) (Notification OrThor. 12/2543
> Intermediaries > Asset Management Businesses > Custodian Market Data SHARE : Detail Content List of Custodian Approved by the office of SEC No. Custodian Name Address Approval Date Commencement
by JKN 2.2 ( ) Commencement of status of a concert party ( ) Termination of status of a concert party 2.3 ( ) Acquisition of a juristic person under Section 258 ( ) Termination of status of a juristic
(if known)) ( ) Subscription in excess of rights offering ( ✔) Exercise of conversion rights ( ) By way of inheritance ( ) Other (please specify): 2.2 ( ) Commencement of status of a concert party
( ) Commencement of status of a concert party ( ) Termination of status of a concert party 2.3 ( ) Acquisition of a juristic person under Section 258 ( ) Termination of status of a juristic person under Section 258
(if known)) ( ) Subscription in excess of rights offering ( ) Exercise of conversion rights ( ) By way of inheritance (✔) Other (please specify): Convertible Debenture (CD) 2.2 ( ) Commencement of