Securities and Exchange Commission Independent Audit Inspection Activities Report THE ROAD LEADING TO GROWTH 2013 This report is available for download on the SEC website: www.sec.or.th Contact For more information, please contact us at: Securities and Exchange Commission,Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel : +66 2 263 6082 or +66 2 263 6218 e-mail : oca@sec.or.th Root cause analysis Activities for enhancing audit quality Suggestions on how to...
integrity of the prospective client was in doubt. Hence, engagements with significant risks, including the fraud risks, could mistakenly be identified as acceptable or tolerable. There were occasionally
สมควร (proof beyond reasonable doubt) ซึ งอาจไม่เหมาะกบัการกระทาํผิดในคดีหลกัทรัพยที์ไม่มีการทิ)งร่องรอยการกระทาํความผิดเหมือน คดีอาญาทัวไป หรือพยานหลกัฐานส่วนใหญ่อยูใ่นรูปของเอกสารหรือขอ้มูลทางอิเลก็ทรอ
the US which triggered anxiety among global investors, the worse-than-expected US economic figures, and the Federal Reserve’s monetary policy perspectives, especially concerns over low US inflation
the decline. Exports, in particular, shrank in line with signs of global economic weakness and anxiety surrounding the trade spat between the US and its major trade partners. Moreover, private
) without any formal agreements in place following the resignation of UK Prime Minister Theresa May. Amid heightened economic risks and anxiety towards a looming global economic slowdown, financial markets
, building confidence in terms of safety, and lowering anxiety of misappropriation of personal information, as well as cutting down physical contact with cash. • On the 8th May 2020, the company issued
for Gasoline from the west as a consequence of the fire incident and closure of the Philadelphia Energy Solutions refinery in late June 2019, combined with anxiety over major shortage after the attack
333/3 Viphavadi Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel: +66 1207 or +66 2695 9999 Fax: +66 2695 9660 e-mail: info@sec.or.th BU I L D ING BR IDGES INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 BUILDING BRIDGES Securities and Exchange Commission, Thailand Securities and Exchange Commission, Thailand Contact Information This report is available for download on the SEC website: www.sec.or.th For more information, p...
Activity Report 2016_En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2016 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2016 Executive Summary...................02 Quality Assurance Review Panel................04 Activities for Enhancing Audit Quality...................05 Summary of Audit Inspection Results A. Firm Level...................08 B. Engagement Level...........................28 Root Cause Analysis...................42 Framework and Focuses in 2017...................44 Essential St...