-General Vorapol Socatiyanurak said: the SEC has allowed mutual funds to offer multiple classes of investment units either they are existing or newly-established mutual funds while only the latter are
TRANSLATED VERSION As of September 1, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the
whereas the net profit Company Only was Baht 3.61 million. Compared with the same period last year, the net profit increased by Baht 24.73 million or 36.41 % and decreased by Baht 92.54 million or 96.25
whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited
that only the original Thai text has legal force and that this English trans submit information and documents evidence as per the form and procedures provided in the Office’s electronic work system, and
(applicable only to CHO21OA series); (2) Granting an exemption from an event of default in the event that the bond issuer defaults on any debt obligation (whether a single debt or multiple debts
responsibility only for the functions undertaken by business operators themselves. This would allow SEC to supervise each business operator directly. The consultation paper is available at https://www.sec.or.th/TH
company will continue to open the BX.in.th website only as a method for customers to contact the company about outstanding issues…” More details are available at https://bx.in.th/. With concerns of