Determination of Other Financial Institutions Eligible to Apply for Securities Business Licenses Pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities
Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market
Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market
Determination of Types of Operation of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are
Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit
would issue a notification of rules related to the determination of types or characteristics of juristic persons or groups of persons entitled to propose persons to be selected as SET director, as well as
for recruiting more auditors to meet the minimum requirement and give the unqualified auditors* a sufficient time to rectify their qualifications. The SEC took the suggestions into account to revise
. Such power and duty shall include: (1) the issuance of rules, regulations, notifications, orders, directives or stipulations under this Act; (2) the determination of application fees, license fees
. Such power and duty shall include: (1) the issuance of rules, regulations, notifications, orders, directives or stipulations under this Act; (2) the determination of application fees, license fees
Resig ange of the d he Extraord nd Manager Exchange o for Report ittee (F24-1 ectors’ meet 12/2017 (t ions as follo ged the res t of new dir ntment of M mittee to repl ntment of M ura; ive from Jan he