to unfair practice concerning securities or derivatives trading or administration amounting to deception, defraudation or corruption: O yes (please specify in detail) for example, the date of being
นักงำน ผู้ลงทุนสถำบนัมีศักยภำพในกำรลงทุน/กำรรับควำมเสี่ยง (sophisticated) และดูแลตนเองได้ ประกอบกบัหลักเกณฑ์ปจัจบุัน อนุญำตใหผู้้ลงทนุสถำบันสำมำรถรับข้อมูลหรือค ำแนะน ำ กำรลงทุนจำกผูป้ระกอบกำรต่ำงประเทศ
กรณีท่ีเป็น การเสนอขายหลกัทรัพยต่์อผูล้งทุนในกลุ่มแรก (sophisticated investor) ซ่ึงไดรั้บการสันนิษฐานวา่เป็น ผูล้งทุนท่ีมีความรู้ความเขา้ใจในเร่ืองความเส่ียงท่ีเกิดจากการลงทุน กฎเกณฑท่ี์ก ากบัดูแลจึงผอ่น
from data analytics, enabled banks to target, attract and engage customers using more sophisticated techniques. Banks cooperated with potential partners across industries to gain new opportunities and
or conceal the truth that should be disclosed which cause deception to customer or may make them misunderstand in any material aspects. Clause 27. Derivatives broker shall arrange to have complaints
deception to customer or may make them misunderstand in any material aspects. Clause 27. Derivatives broker shall arrange to have complaints handling system, report of customer complaints and result of the
deception to customer or may make them misunderstand in any material aspects. Clause 27. Derivatives broker shall arrange to have complaints handling system, report of customer complaints and result of the
derivatives trading or guilty of deception, fraud or dishonesty, or having been fined for such violations; (c) having been named in any complaint relating to violation under sub clause (b) by financial
(ThaiCERT). Given the more sophisticated cyber risks, financial institutions as service providers, and customers as users, are increasingly vulnerable to losses. In terms of cyber security readiness, however
of securities business, derivatives business or trustee business liable to be considered as deception or defrauding the public. Section 289 in conjunction with Section 90 Section 125 in conjunction