Detail Content ​​​​​​ Announcement of Signatory of the I Code Signatories to the I Code 1. Why become a Signatory to the I Code? The announcement to become a Signatory to the I Code would enhance adherence

Principle 6 Act Collectively with Other Investors and Stakeholders as Appropriate 50 Principle 7 Regularly Disclose the Investment Governance Policy and Compliance with the Policy 51 REFERENCES 52

recurring practical issues, and complex or newly-issued financial reporting standards. This is to support the stakeholders’ preparation before such standards become effective and subsequent proper compliance

consistent manner; (2) set out detailed guidelines of practice that is proper and in compliance with this Notification, with which conformity to be deemed as compliance with the relevant regulations under this

SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the

also required to file with the SEC and publicly disclose the rectified and audited/reviewed financial statements by July 6, 2014.The SEC found that the auditors expressed qualified opinions on VTE?s 2013

. A trustee's main duties are to:   ​​​oversee that the trust instrument is established in conformity with relevant laws; appoint a trust manager; prepare a trust property account in segregation from a

have information about the voting right of their shares at any point of time. Investor Education Program From the survey conducted by the SEC, it was found to be necessary to foster understanding of the

Special Extension for Approved Status of Auditor, Financial Advisor and Compliance

การแจ้งแต่งตั้งและสิ้นสุดการแต่งตั้ง head of compliance