, care, prudence and in the best interest of investors. (3) disclose or provide important and relevant information sufficient for investors’ decision making; (4) keep investors’ confidentiality; (5

ที่จะน า เทคโนโลยีใด ๆ มาใช้ เช่น ความเสี่ยงในด้านการรักษาความลับของข้อมูล (confidentiality) การรักษา ความครบถ้วนและความถูกต้องของข้อมูล (integrity) และการรักษาสภาพพร้อมใช้งาน (availability) รวมถึงความ

stewardship. Institutional investors should not, however, be expected to make disclosures that might be counterproductive. Confidentiality in specific situations may well be crucial to achieving a positive

impact. 4.4.2 Where confidentiality agreements, competitive considerations, or a large number of underlying projects limit the amount of detail that can be made available, the Issuer may present the

. 4.4.2 Where confidentiality agreements, competitive considerations, or a large number of underlying projects limit the amount of detail that can be made available, the Issuer may present the information

as a brief description of the projects, the amounts allocated, and their expected impact. Where confidentiality agreements, competitive considerations, or a large number of underlying projects limit

that information technology systems of derivatives exchanges are effective and secured so that they can maintain confidentiality, accuracy, credibility of information, remain active for use, and properly

reason has been learned of without the necessity to be reiterated; (2) it is the case of confidentiality; (3) it is the case of urgency where written reason shall be made within appropriate period of time

Has the firm at least annually obtained written declarations on compliance with the firm’s independence policies and procedures from all firm personnel? 9 Does the firm have Confidentiality Declaration

independence policies and procedures from all firm personnel? 9 Does the firm have Confidentiality Declaration from all its employees? 10 Are there procedures to ensure that any external consultant involved in