recording device. Clause 17 A securities company shall not trade securities by using inside information in such a way that takes advantage of outside persons or disclose such inside information for other
17 A securities company shall not trade securities by using inside information in such a way that takes advantage of outside persons or disclose such inside information for other persons’ use. 6 Added
company; (b) trade units listed on SET for clients through a member of SET (4) brokerage, dealing or underwriting of debt securities and sukuk. “ SET ” means the Stock Exchange of Thailand; “ unit ” means
debt securities or the units; (3) brokerage, dealing or underwriting of units which: (a) has investment in or possess securities for the investment of the company; (b) trade units listed on SET for
10.92% of total assets and at the end of Q2/2017 proportionately at 25.32%, 29.39% and 19.15% of total assets respectively. Trade Receivables At the end of 2016 and of Q2/2017, the Company reports net
Company reports net trade receivables 229.00 million THB and 307.55 million THB or equal to 47.71% and 31.67% of total assets respectively. Outstanding Period At 31 Dec. 2016 At 31 Dec. 2017 MB % MB % Trade
% of total assets. Trade Receivables At the end of 2016 and of Q3/2017, the Company reports net trade receivables 229 . 0 0 million THB and 183.37 million THB or equal to 47.71% and 23.17% of total
company shall keep the records of such transaction by using tape recorder or electronic data recording device. Clause 14. A securities company shall not trade in securities by using inside information in