for EMM which committed an offence under the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289 by operating securities business without obtaining license

(TSI), the Stock Exchange of Thailand, there was an incident of intentional dishonest act committed on December 11, 2014 when Atcmima took an exam for qualifying investment consultant under the name of

178,713,420.36 31,807,149.07 1,643,024.07 2 5 Offences/Year 2023 Signed a Letter of Consent Filing a lawsuit to the Civil Court Director of Company Unfair Securities Trading Activities *This offense was committed

financing through offer for sale of newly issued debentures, it shall be demonstrated that the person who will sell, transfer, lease or grant the rights in the infrastructure asset of the trust are committed

evidences, it is reasonable to believe that Mr. Suphan Sethapanich has obtained benefits from selling the bills of exchange (B/E). He, therefore, committed an offense with dishonest intent and obtained

make sure that the clients would open a separate trading account from a traditional one and prepare service agreements and comply with the existing rules on work systems and professional duties.In light

case, investors should check the records of transaction confirmation regularly to make sure that they are properly issued by the securities companies in charge. In case of suspicious incidents

associated with digital assets.   The SEC recommends that anyone interested in trading digital assets study information and all associated risks carefully and make sure that they are capable of accepting the

after the issuer has become a listed company. SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC always emphasizes the importance of information disclosure of listed companies to make sure that

, SRM, SSV, STARL, STMX, STORJ, SURE, SUSHI, SXP, TEL, THETA, TIME, TLM, TOMO, TRAC, UFO, UOS, UTK, VEGA, VLX, VVS, WAVES, WOO, XVS, YFI, YFII, YGG, YOOSHI, ZEN, ZIL, ZRX 3 50% CBG, CEL, LDO, RAMP, TRB