indicated that {B} had obtained authorization to trade gold futures for the client. The client then acknowledged and accepted the trading as reported by him without any enquiries.  The acts of {A} and {B

1-22, 2010. She had submitted trading reports via electronic channels and mobile phone to the client who accepted the transactions. Such trading had resulted in a 73,400 baht loss for which {D} paid

suffer loss.Failure to give proper investment advices on generally accepted professional standards, guarantee returns from investment and failure to carry out order of the client were in violation of the

market auditor and determine a six-year period during which her applications for such approval will not be accepted. Since her previous approval had already expired on 4 August 2025, the SEC has set a

Accepted Accounting Principles (Thai GAAP). A) One-time loss on impairment assets on Goodwill of investment in TBSP regarding to Thai Generally Accepted Accounting Principles (Thai GAAP). B) One-time loss on

interests of 19.89% in TBSP before business combination of THB 214 m as complied with Thai Generally Accepted Accounting Principles (Thai GAAP). Company reported %Gross Profit Margin of 23% in 2Q18, while

The SEC, represented by Deputy Secretary-General Mr. Anek Yooyuen and Assistant Secretary-General Mr. Wiboon Phatrapiboon, accepted the awards from Mr. Prasert Jantararuangtong, Deputy Prime

Responsible Investing Fund (SRI Fund) is a mutual fund with an investment policy focusing on investment in securities of businesses that operate sustainably according to internationally accepted principles

, followed by legal action filed against the company in the Bangkok South Civil Court, which has been accepted by the court. The company will therefore convene the Bondholders' Meeting No. 1/2024

systems for custody of client assets and Know Your Customer (KYC) were inconsistent with the standards accepted by the Anti-Money Laundering Office.As a result of the application rejection, Coin Asset