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SEC Thailand’s Public Hearing on Draft Regulation Relating to the Exemption of SET’s Rules and Regulations from the SEC Board’s Approval.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=573

SEC hearing on proposed requirement of ESG compulsory training course for renewal of approval of capital market business personnel to promote sustainable investment

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=668

The SEC welcomes public comments on the proposed revisions to the regulations on approval of appraisal companies and lead appraisers for capital market transactions

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=688

SEC public hearing on proposed principles and draft regulations on approval of newly issued securities by listed company under rehabilitation plan approved by the Central Bankruptcy Court

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=970

SEC extends deadlines for completing training courses and renewal of approval for personnel in the capital market business until 31 March 2021 to mitigate the impacts of COVID-19

deadline extension will help a lot of personnel in the capital market business whose approval will expire by the end of this year as well as other affected parties, from business operators to training

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8089

SEC public hearing on a proposed amendment to the regulations on approval of appraisal companies and lead appraisers for capital market transactions to enhance convenience and reduce burdens on the

compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8773

SEC public hearing on drafted regulations concerning the approval process for a capital market auditor, which relate requirements for information technology governance and auditing of audit firms by

Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on the proposed drafted to the regulations concerning the approval process for a capital market

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10433

Draft Regulation Relating to the Exemption from the CMSB’s approval for Rules and Regulations of the Licensed Derivatives Exchange, the Licensed Derivatives Clearing House, the Securities Clearing

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=675

foreign_auditors.pdf

List of foreign auditors approved by the office of SEC No. Audit Firm Name CPA No. Approval Period 1 Baker Tilly Monteiro Heng PLT Baker Tilly Tower Level 10 Tower 1 Avenue 5 Bangsar South City 59200

https://www.sec.or.th/EN/Documents/Auditor/foreign_auditors.pdf

5472se.pdf

) certifying that if the auditor of such audit firm is granted an approval from the SEC Office, the audit firm shall monitor and improve the audit quality control system in compliance with the standards

https://publish.sec.or.th/nrs/5472se.pdf