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The SEC welcomes public comments on the proposed revisions to the regulations on approval of appraisal companies and lead appraisers for capital market transactions

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=688

SEC public hearing on proposed principles and draft regulations on approval of newly issued securities by listed company under rehabilitation plan approved by the Central Bankruptcy Court

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=970

SEC extends deadlines for completing training courses and renewal of approval for personnel in the capital market business until 31 March 2021 to mitigate the impacts of COVID-19

deadline extension will help a lot of personnel in the capital market business whose approval will expire by the end of this year as well as other affected parties, from business operators to training

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8089

SEC public hearing on a proposed amendment to the regulations on approval of appraisal companies and lead appraisers for capital market transactions to enhance convenience and reduce burdens on the

compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8773

SEC public hearing on drafted regulations concerning the approval process for a capital market auditor, which relate requirements for information technology governance and auditing of audit firms by

Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on the proposed drafted to the regulations concerning the approval process for a capital market

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10433

Draft Regulation Relating to the Exemption from the CMSB’s approval for Rules and Regulations of the Licensed Derivatives Exchange, the Licensed Derivatives Clearing House, the Securities Clearing

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=675

Notification of the Office of the Securities and Exchange Commission Sor Shor 30/2558

Approval of Foreign Auditors

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=7260&SearchNo=

Notification of the Office of the Securities and Exchange Commission SorChor. 30/2558

Approval of Foreign Auditors

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=6550&SearchNo=

Notification of the Securities and Exchange Commission KorThor/Nor/Khor 14/2551

Approval for Undertaking of Derivatives Business

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=4489&SearchNo=

Notification of the Office of the Securities and Exchange Commission SorShor 39/2553

Approval of Auditors in the Capital Market

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=5472&SearchNo=