markets, over-the-counter trading center and other service providers for transactions in the capital market. “Capital market supervision,” therefore, is primarily the supervision of market participants
. _____________________________ Remark: the hearing documents (Thai language only) are available at https://capital.sec.or.th/webapp/phs/upload/phs1551229102hearing-11-2562.pdf Documents SHARE : Building Confidence in the
company in the stock market Offer to sell shares at a discount Fund Raising for Foreign Company Private Placement of Shares and Warrant (listed co) Subscription, sale and allocation Related Manuals and
Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed company in the stock market Offer to sell shares at a discount Fund Raising for Foreign Company Private Placement of Shares
units are repurchased. In this case, any holidays in a foreign country will not be counted as business days; (4) For other cases, not exceeding five business days from the day the investment units are
investors for their investment decisions. In additions, the investment consultants/investment planners shall ensure that the potential clients are informed of the action taken before accepting purchasing
securities investment consultants of {X1} Public Company Limited for committing frauds against the assets of mutual fund clients. In this regard, six of the offenders are banned for the maximum period of 10
startups to offer sustainability-themed bonds SEC Strategic Plan for 2024 – 2026 focuses on building trust and confidence in the Thai Capital Market, which will serve as a key mechanism towards national