whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited
that only the original Thai text has legal force and that this English trans submit information and documents evidence as per the form and procedures provided in the Office’s electronic work system, and
(applicable only to CHO21OA series); (2) Granting an exemption from an event of default in the event that the bond issuer defaults on any debt obligation (whether a single debt or multiple debts
responsibility only for the functions undertaken by business operators themselves. This would allow SEC to supervise each business operator directly. The consultation paper is available at https://www.sec.or.th/TH
company will continue to open the BX.in.th website only as a method for customers to contact the company about outstanding issues…” More details are available at https://bx.in.th/. With concerns of
office at contact number 0-2033-9598 email siriyod@sec.or.th or visit www.sec.or.th where the application form is also available to download (available in Thai only).
objective only to risk management. The draft regulations aim to provide investors with more variety of investment alternatives and promote new income channels for securities companies as well as increase
high net worth individual only. To widen investors? investment choices of increasing return or creating variety and complexity of investment strategy, the AI funds will be allowed to invest in
high net worth investors only. The new rules will become effective in a year after the announcement date to allow preparation of asset management firms? operations, except revocation of MF for non