dissolution of mutual funds 19.1.1 Closed-end mutual fund (1) In the case that the number of unitholders of an institutional fund is less than 10 on any business day, except for the mutual fund of which the
without having to request for approval and submit filing. However, the company must comply with the following conditions: TSR is for a period of not more than two months. The duration of last exercise of
closed-end funds listed in Stock Exchange must comply with the Stock Exchange rules. (6) Actions taking in dissolving mutual fund such as the period of 10 days for repayment for auto-redemption of the
years each, and the other two for five years each. In addition, three branch managers of the bank were penalized for misconduct related to the offences of the investment consultants. Following an
committed to continuing the joint efforts for the second year of the Capital Market Governance Promotion Initiative in Celebration of HM the King’s Coronation to promote sustainable development of the Thai
institutions in Thailand • The provision of data and insights from CDP to the SEC and other policy actors to support the priorities laid out in the Sustainable Finance Initiatives for Thailand roadmap • A
corporate transparency requirements for listed companies. Positive results on this topic promote investors' confidence which would benefit businesses, the capital market and Thai economy. The index and
action or to refrain from any action, in following cases: (1) The actual objective or substance of m anaging the mutual fund constitutes an avoidance of the provisions or the rules. (2) The management of
repurchased. 8.3 The mutual fund management company shall accept all purchase or the redemption orders except for the following cases : (1) The Stock Exchange / the over-the-counter centers are unable to open
dissolution of mutual funds 19.1.1 Closed-end mutual fund (1) In the case that the number of unitholders of an institutional fund is less than 10 on any business day, except for the mutual fund of which the