requirements) - Application shall be submitted for an approval. The following qualifications will be considered: 1. Financial statements shall be prepared in accordance with the financial reporting
dissolution of mutual funds 19.1.1 Closed-end mutual fund (1) In the case that the number of unitholders of an institutional fund is less than 10 on any business day, except for the mutual fund of which the
closed-end funds listed in Stock Exchange must comply with the Stock Exchange rules. (6) Actions taking in dissolving mutual fund such as the period of 10 days for repayment for auto-redemption of the
development of financial literacy for people from all walks of life. In 2015, the SEC will launch new regulatory frameworks to support such alternative financing channels including equity crowdfunding
years each, and the other two for five years each. In addition, three branch managers of the bank were penalized for misconduct related to the offences of the investment consultants. Following an
institutions in Thailand • The provision of data and insights from CDP to the SEC and other policy actors to support the priorities laid out in the Sustainable Finance Initiatives for Thailand roadmap • A
Principles. - This webinar is built on the previous one on the topic, “Getting Started in Responsible Investment: An Introduction to Key Concepts, Practices and the PRI for Thai Market Participants,” co
action or to refrain from any action, in following cases: (1) The actual objective or substance of m anaging the mutual fund constitutes an avoidance of the provisions or the rules. (2) The management of
repurchased. 8.3 The mutual fund management company shall accept all purchase or the redemption orders except for the following cases : (1) The Stock Exchange / the over-the-counter centers are unable to open