UOB Asset Management (Thailand) Company Limited UOB Asset Management (Thailand) Company Limited, a fund management company, disclose investment information which is failed to comply with the rules
Miss Vannachan Ungthavorn Miss Vannachan Ungthavorn, Deputy chief investment officer and a deputy fund manager who is responsible for the operation of UOB Asset Management (Thailand) Company Limited
Merkle Capital Company Limited Merkle Capital Company Limited ("Merkle"), a digital asset fund manager, has duties to submit the report of penetration test result to the SEC office within
Mr. Yinganan Wongsiridej Mr. Yinganan, while he was a fund manager of the Sala@Sathorn Property Fund (SSPF), knew inside information that there was an offer from one company to purchase the main
MFC Asset Management Public Company Limited On July 1, 2019 and May 29, 2019, MFC Asset Management Public Company Limited, a fund management company, failed to comply with the rules, conditions, and
MFC Asset Management Public Company Limited Between January 8, 2018 and July 24, 2020, MFC Asset Management Public Company Limited, a fund management company, failed to comply with the rules
Daol Securities (Thailand) Public Company Limited Between October 4, 2018 and April 11, 2022 Daol Securities (Thailand) Public Company Limited, a private fund management company, failed to comply
SCB Asset Management Company Limited Between July 25, 2019 and April 15, 2021 SCB Asset Management Company Limited, (“SCBAM”), a fund management company failed to comply with the rules, conditions
TMB Asset Management Company Limited Between November 1, 2019 and November 30, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and
private fund management by advertising, soliciting and using website http://www.qb-corp.com without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section