trading period to be inconsistent with normal market conditions to mislead other persons that CHUO shares were in high demand at the time and lure them to trade such shares accordingly. His offense was in
who was the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts, and five other persons who agreed to enter the settlement, to trade shares of Union Petrochemical Public Company
was the beneficial owner of Miss Karuna Kaewmanee’s securities trading accounts and five other persons who agreed to enter the settlement, to trade shares of Union Petrochemical Public Company Limited
กำกับหลักทรัพย์และตลาดหลักทรัพย์ (คณะกรรมการ ก.ล.ต.) รวมทั้งยังไม่เปิดให้ลูกค้าฝาก/ถอนสินทรัพย์ดิจิทัลใน Trade Wallet ได้ครบทุกเหรียญซึ่งการดำเนินการดังกล่าวอาจก่อให้เกิดความเสียหายแก่ประชาชนคณะกรรมการ
during July 21st August 20, 2008, the SEC probed into the case and found that {A} {B} {C} five other accomplices, and another unknown person had colluded to trade UKEM shares through seven persons
into the case and found that from July 24 to August 26, 2009, {A} {B} {C} {D} {E} {F} {G} {H} {I} {J} and {K} had colluded to trade MILL shares through securities trading accounts of their own and other
found that on October 3, 2012, {A} {B} and {C} had colluded to trade TPC shares through their own securities trading accounts and the accounts of {D} and {E}. The trading was done in the manner that
manager that she had obtained such authorization and decided to trade by the instruction of clients? appointee or by her own deliberation. For a long period of time, she continually made trading decisions
who want to trade in stocks, mutual funds or futures contracts. Investors who open investment accounts through NDID do not need to re-authenticate. Therefore, they can start their investment faster
transaction concerning the trade of PERM shares. 31/08/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a compensation of