Activity_Report_62En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2019 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2019 Contents Executive Summary 02 42 45 19 30 04 08 14 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results B. Engagement-Level A. Firm-Level 38 Root Cause Analysis Framework and Focuses in 2019 Essential Statistics Auditing Landscape in Thailand Executive Summary The capital market plays an important role in d...

·≈°‘®°“√∑’Ë¥’‡ªìπ°≈‰°∑’Ë¿“§‡Õ°™πæ÷ß„™â„π°“√¥”‡π‘π°‘®°“√ ‚¥¬¬÷¥À≈—° ‚ª√àß„  (transparency) ‡ªìπ∏√√¡ (fairness) √—∫º‘¥™Õ∫µàÕÀπâ“∑’Ë (responsibility) ·≈– ∑”„π ‘Ëß∑’Ë∂Ÿ°µâÕß (accountability) ´÷Ë߇ªìπ¡“µ√°“√ ”§—≠∑’Ë

while maintaining public confidence in the SEC's accountability. Communication with Stakeholders 1. Education and Dissemination of Information The SEC has established various two-way communication

covers responsibi l i ty, accountability, equitable treatment and participation of stakeholders, the SEC codes of ethics and conduct, transparency of information disclosure, integrity of the SEC operation

fairness for affected parties and maintain the public confidence in the SEC accountability. ë Communication with Stakeholders Access to news, information and operational updates of the SEC is a stakeholders

E_1 Legal_FA_2015_12_29-c A CorpL4.1hig A Executive Summary of Management Discussion and Analysis 1 For the Year Ending December 31, 2019 Thai economy in 2019 showed decelerating growth at 2.4 percent compared to 4.2 percent in the previous year.The slowdown could be attributed to exports which contracted further due to the stronger Baht and a global economic slowdown. In addition, the investment environment of both the public and private sector remained weak, and private consumption, albeit gro...

E_1 Legal_FA_2015_12_29-c A WCorpL4.1hig A Executive Summary of Management Discussion and Analysis 1 For the Year Ending December 31, 2018 In 2018, the overall Thai economy maintained its growth due largely to healthier growth of exports and tourism, especially in the first half of the year. Meanwhile, the government continued to implement measures to promote and strengthen the domestic economy through support of investment and private spending as well as bolstering opportunities for other econo...

relevant to the accounting profession will be revised to provide an effective supervisory mechanism for auditors in the capital market and a robust foundation will be built for the Thai capital market to

(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...

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