; (11) a document providing an opinion on the connected transactions by the audit committee; (12) a document from the company’s audit committee and independent director confirming their understanding on

Exchange Commission Remark: The contents in brackets [….] have been provided in the English version for clearer understanding only.

individual's understanding of the entity's industry and relevant experience for engagements of similar nature and complexity before assigning them as an EQr to an engagement? - How does the firm consider the

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Concerning Futures and Options Trading 3.1 Understanding Terms and Conditions of Derivatives Contract Since derivatives trading carries a high degree of risk, therefore, prior to making investment decisions

Thai Covered Fund under HK-TH MRF A Thai Covered Fund shall have the characteristics as specified under the Memorandum of Understanding between the Securities and Futures Commission of Hong Kong and the

Covered Fund in Hong Kong satisfied those stipulated in Appendix B-II-SEC Circular of the Memorandum of Understanding between the Securities and Futures Commission of Hong Kong and the Securities and

-II-SEC Circular of the Memorandum of Understanding between the Securities and Futures Commission of Hong Kong and the Securities and Exchange Commission of Thailand Concerning Mutual Recognition of

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