such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are required
and intend to jointly control the company, such person or persons will be required to launch tender offer to purchase securities from all securities holders and report securities holding under Section
securities company or derivatives broker for damage or loss incurred to client?s money and the business operator will be required to calculate value of instruments or securities in which client?s money are
required to conduct a knowledge test on investors before providing services to them. The consultation paper is available at https://bit.ly/3knvOOk. Stakeholders and interested parties are welcome to
, digital asset business operators in Thailand are required to obtain a license under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) and to be regulated by the SEC Office to ensure that
recently been issued. Essentially, an equity issuing company is required to comply with the following provisions: (1) the equity to be allocated to various persons must be segregated clearly based on the
underwriters are required to inform asset management companies of a list of related parties of each issue. (Related parties include (1) the underwriter, (2) the issuer, (3) executives, major shareholders, and
Phuket Project has not been required to set the provision for decline in value of investment. PA shall disclose such clarifications publicly through the ELCID by November 12, 2007. # # #
companies? stability and quality of services as well as educate related persons about provident fund. The guidelines focus on: Management fee: Asset management companies will be required to prepare (1
assets to ensure its appropriateness. EE is also required to rectify the financial statements for the year 2023 and the third quarter of 2024 and then submit the rectified financial statements that