representation of the debt securities holders, as well as where the investors may obtain access to the contract. Indicate whether the issuer is required to make periodic disclosure such as disclose the evidence
to trading, the Client should obtain from his/her derivatives agent clear explanation of all fees and other charges for which it will be liable relating to trading, settlement or exercise of options
and not misleading. Clause 15. To protect the interest of investors with regards to the information presented to them, the Office may order the securities company under Clause 14 to obtain prior
the Hong Kong Covered Fund under HK-TH MRF shall be deemed an auditor approved by the SEC without the need to obtain approval. 1.9 Requirements for offerings of Hong Kong Covered Funds - Before offering
, 247 of the Securities and Exchange Act; The number of voting rights that the waiver will obtain after acquiring the securities and will gain in addition in the future without triggering the obligation
or public limited company. Prior to any offering, the issuers shall obtain approval from the Office of the Securities and Exchange Commission (“the SEC Office”), and the registration statement and
. Clause 23 A mutual fund management company shall not commit by itself, connive at, or agree with another person to commit any act which causes a unitholder to obtain benefits as if a redemption payment was
to render opinions on entering into disposal of asset transactions and connected transactions to the Company’s shareholders. 3) Hold shareholders’ meeting to obtain approval to enter into disposal of
Institutions Business Act B.E. 2551 (2008) (as amended), the Bank must also submit an application to the Bank of Thailand (the BOT) to obtain an approval of the Transaction. In this regard, the Bank is required