Qualifications (1) having audit quality control system which is in compliance with the International Standards on Quality Management 1 (ISQM 1); (2) having full-time CPAs and full-time assistant auditors as
standardize business practices to ensure that operators are well-equipped in terms of management structure, work systems, particularly an efficient information technology (IT) systems with a penetration test
management and major shareholders, the imposition of penalties, and statues of limitations for legal proceedings. These proposed amendments are intended to enhance supervisory efficiency and alignment with the
operators have efficient risk management and be equipped to tackle cyber threat to ensure that clients’ digital assets under their custody are safe. Essentially, digital asset business operators are required
2 ส่วน ได้แก่ การบริหารความเสี่ยง ซีพีเอฟมีการกําหนดโครงสร้างบทบาทหน้าท่ีความรับผิดชอบและกระบวนการ บริหารความเสี่ยงไว้อย่างชัดเจน Copyright © 2022. Charoen Pokphand Foods PCL. All rights reserved. 7
convenient market access, more efficient cost management of existing and new intermediaries in fulfilling investors? demands, enhancing market supervisory standards, and corporate reform to streamline
Thavaramara said : “the proposed revision is an attempt to find a balance to supervise and reduce obstacles in practices from the regulations, with regard to risk management and investors’ protection. The
February 2021 - March 2021 detected deficiencies and insufficiency in Huobi’s management structure and work systems, causing the company to fail to operate its business in compliance with the governing
Management. Edie Lush, Executive Producer & Co-Host of Global GoalsCast, was the moderator. The topics of the conversation were: (1) Possible approaches for promoting conversations and discussions among
30,000 - - - - 19,266,500 - - - - - - - - 42 จดัหาระบบ Market Surveillance ส าหรับสินทรัพยดิ์จิทลั 19,266,500 - - - - 272,000 - - - - - - - - 43 Liquidity risk management ของ บลจ. 272,000