dealers must be granted licenses from the minister and their paid-up capital must be no lower than SEC https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8285 SEC issues rules on management of digital
insufficiency in Huobi’s management structure and https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9104 Ms. Hester Peirce กรรมการ ก.ล.ต. สหรัฐอเมริกา ร่วมงานสัมมนาออนไลน์ “The 1st SEC Thailand International
in the Corruption Risk Management Systems Assessment 2023 and higher score in the Integrity and Transparency Assessment 2024 see more > Activity see more > 31/07/2024 SEC participates in “Digital Asset
. Documents SHARE : Related News SEC launches Digital Asset Regulatory Sandbox on 9 August 2024 SEC revises Thai ESG rules to broaden investment scope and strengthen asset management companies’ fiduciary duty
authorities. Under the law, advisers with between $25 and $100 million of assets under management are directed to register with the states, if they are subject to examination by state securities
. However, top management is the only group of stakeholders who can enter into a contractual relationship with all other stakeholder groups. The main purpose of both relationships is to pay attention to
research to support investors’ planning of broader engagement strategies: 1. Climate Action 100+ Net Zero Company Benchmark 2. Transition Pathway Initiative - Management Quality and Carbon Performance tool 3
SEC Classification : ใชภ้ายใน (Internal) 3 Non fixed income 59% SSA 19% Corporate 16% Securitised 4% Private debt 2% Fixed income 41% Source: PRI (2021) PRI signatories’ assets under management (AUM
availability of engagement partners and audit staff? If yes, please describe 2 Do the identity and role of the engagement partner are communicated to key members of client management and those charged with
, transparency, fairness and accountability Resource sufficiency Reporting and disclosure of information Standards of practice, internal control and internal audit Risk management Complaint handling Operating