, another KBANK employee who was not an approved investment consultant gave advice to the client in such a way that caused the client to misunderstand that the investment was a deposit transaction because the
-your-client and due diligence, custody of clients? assets and transaction verification to ensure that client services are efficient and to prevent exploitation of securities firms for improper gains
price of the JAS stock rose before {A} sold JASH16 Futures contracts and gained benefits from the transaction.{A} also learned from the Board's meeting invitation that on 7 March 2016 the Board would
transaction confirmation evidence that must be issued by the responsible asset management company or the selling agent bank only. In case of doubts, immediate contact with the compliance unit is recommended
, effective from 17 March 2020. Investors are strongly advised to thoroughly check and make sure that the evidence of all transaction records, both buy and sell sides, is genuinely issued by the banks or the
unique and not interchangeable with digital tokens of the same category and type at the equal amount; (4) Digital tokens which are utilized in a blockchain transaction and issued by digital asset
transaction is considered commercially viable, the price of AJP shares to be issued for share swap at 8 baht per share is not appropriate. The said view coincided with the opinion expressed by the independent
or facilitation for Mr. Chiyachantana in committing the offense. The case was related to the selling and buying transaction of land and building where WORLD entered into a contract, paying 30 million
เป็นบริษัทจดทะเบียนฯ หากเป็นบริษัทที่ได้รับยกเว้นตามประกาศดังกล่าว ก็ไม่ต้องอยู่ภายใต้ พ.ร.บ.หลักทรัพย์ฯ ในเรื่องเกณฑ์รายการเกี่ยวโยงกับการได้มาจำหน่ายไปซึ่งสินทรัพย์สำคัญ Q: connected transaction กับ
lent out UST stablecoins against collateral, which was often denominated in LUNA. LUNA benefited from transaction fees paid to miners on Terra. Its supply was adjusted to stabilize Terra’s price A “death