Securities and Exchange Commission Independent Audit Inspection Activities Report THE ROAD LEADING TO GROWTH 2013 This report is available for download on the SEC website: www.sec.or.th Contact For more information, please contact us at: Securities and Exchange Commission,Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel : +66 2 263 6082 or +66 2 263 6218 e-mail : oca@sec.or.th Root cause analysis Activities for enhancing audit quality Suggestions on how to...
เนื่องในกรดำเนินธุรกิจ (inherent risk) อยู่ ในระดับต่ำ และจกกรเข้ตรวจสอบพบว่บริษัทหลักทรัพย์ จัดกรกองทุนมีกรควบคุมควมเสี ่ยงด้นเทคโนโลยี สรสนเทศในระ
operational staff. Additionally, in July, the Ministry of Finance approved the establishment of GPSC Treasury Center Company Limited (GPSC TC), a 100% owned subsidiary of GPSC set up to increase efficiency and
, Conditions and Procedures for the Establishment and Management of Infrastructure Funds; “company” means a limited company or a public limited company; 2 “paid-up capital” means the total value of units fully
concerning Rules, Conditions and Procedures for Establishment and Management of Infrastructure Fund, or the Notification of the Capital Market Supervisory Board concerning Rules, Conditions and Procedures for
) incident management, as detailed in Part 4; (5) establishment of policies and monitoring and analysis of information technology systems, as detailed in Part 5. Part 1 Business Continuity Management
for the SEC Office to visit the place of business or any other establishment of the applicant or its subsidiary company, the applicant shall be responsible for all of the accommodations and travelling
Establishment and application of consistent policies Institutional investors should adopt and disclose clearly stated, understandable and consistent policies to guide their approaches to key issues within their
, on bilateral and multilateral levels, in several areas among member jurisdictions. Additionally, the SEC contributed to the establishment of international supervisory standards at the IOSCOûs
in Thailand 18 December 2018: Establishment of a new subsidiary as part of hospitality business restructuring. The Company established a new, wholly- owned subsidiary, U Global Hospitality Company