intermediary who wishes to open an oversea representative office shall have readiness of the following arrangements: (1) work plan for establishment and operation of the office; (2) efficient management system
Notification of the SEC Office. Clause 19 An intermediary who wishes to open an oversea representative office shall have readiness of the following arrangements: (1) work plan for establishment and operation of
a securities business, of which objectives is for promoting and developing securities business, having obtained an approval to establish from and having registered [such establishment] with the SEC
securities business, having obtained an approval to establish from and having registered [such establishment] with the SEC Office; [or] (2) an association relating to supervision of derivatives intermediaries
securities business, having obtained an approval to establish from and having registered [such establishment] with the SEC Office; [or] (2) an association relating to supervision of derivatives intermediaries
the Notification of the SEC Office. Clause 19 An intermediary who wishes to open an oversea representative office shall have readiness of the following arrangements: (1) work plan for establishment and
the Notification of the SEC Office. Clause 19 An intermediary who wishes to open an oversea representative office shall have readiness of the following arrangements: (1) work plan for establishment and
Establishment of Mutual Funds and Execution of Agreements for Private Fund Management ; (7) “ major shareholder ” means a person directly or indirectly holds shares of a juristic person exceeding 10% of the total
business in the category of private fund management; (6) “gold ETF” means a gold ETF established under the Notification of the Office of the Securities and Exchange Commission concerning Establishment of
business in the category of private fund management; (6) “gold ETF” means a gold ETF established under the Notification of the Office of the Securities and Exchange Commission concerning Establishment of