total revenue respectively. Administrative expenses mostly comprise of personnel related expenses, office expenses and professional fees. Furthermore, in the 2017, there are a one- time effect expense of
professional standard; In case the investment advisory company intends to change the work system as approved by the Office under the first paragraph, the investment advisory company shall give a prior notice in
Conduct of Business as a Professional _____________________________ Clause 7 An intermediary shall at least comply with the following standards: (1) conducts its business and provides services for a client
) dated 9 February 2017 (effective on 16 February 2017). 5 Chapter 2 Conduct of Business as a Professional _____________________________ Clause 7 An intermediary shall at least comply with the following
) dated 9 February 2017 (effective on 16 February 2017). 5 Chapter 2 Conduct of Business as a Professional _____________________________ Clause 7 An intermediary shall at least comply with the following
such funds with honesty and integrity by exercising their knowledge, competency and expertise with due care and prudence of the same standard or in the same manner as a professional. Clause 3 In managing
professional. Clause 3 In managing a fund, a management company shall appoint a fund manager who is appropriately qualified whereby the person to be appointed as the fund manager shall be in accordance with the
professional. Clause 3 In managing a fund, a management company shall appoint a fund manager who is appropriately qualified whereby the person to be appointed as the fund manager shall be in accordance with the
ขา้งตน้แลว้ ใหบ้ริษทัจดัการจดัท าแบบรายงาน การด ารงเงินกองทุนในวนัท่ีค านวณ และจดัเก็บไวท่ี้ท าการของบริษทั เอกสารแนบ 4 : Professional Indemnity Insurance, PII* I. รายละเอียดบริษัทผู้รับประกันภัย (1) ช่ื
ขา้งตน้แลว้ ใหบ้ริษทัจดัการจดัท าแบบรายงาน การด ารงเงินกองทุนในวนัท่ีค านวณ และจดัเก็บไวท่ี้ท าการของบริษทั เอกสารแนบ 4 : Professional Indemnity Insurance, PII* I. รายละเอยีดบริษัทผู้รับประกนัภัย (1) ช่ื