Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with
Insurance Public Company Limited (BKI). Following a referral from the Stock Exchange of Thailand, the SEC?s further inspection has revealed that Chai, then chairman and chairman of the executive board of
Group Public Company Limited (TOG). The offenders paid civil penalties and compensation for the received benefit, at the total amount of 4.83 million baht. According to the referral from the Stock
urgently solve its problems, such as loan defaults and failure to prepare an submit financial statements to the Stock Exchange of Thailand (SET) to avoid a possible delisting from the SET and mitigate
the Stock Exchange of Thailand by 21 June 2018. The SEC will take Mr. Suphanan's clarification into consideration as to whether he is performing fiduciary duties as a listed-company director
) Philippines, and starts with providing analysis and advice on securities not having complex characteristics, such as stock, bonds, mutual fund, collective investment schemes (CIS) and real estate investment
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been
ตามที่คณะกรรมการ ก.ล.ต. ในการประชุมครั้งที่ 4/2565 เมื่อวันที่ 7 เมษายน 2565 ได้มีมติเห็นชอบให้ยกเว้นการยื่นแบบ filing ในกรณีที่บริษัทมหาชนจำกัด* ต้องการเสนอขายหุ้นที่ซื้อคืน (Treasury Stock) แบบ RO
consistency with the Stock Exchange of Thailand’s rules for IPO on LiVe Exchange. On 19 October 2021, the Capital Market Supervisory Board Meeting No. 13/2564 passed a resolution approving the proposed
the increase in stock price or index was not a key indicator of the capital market growth, while strong corporate governance (CG) of listed companies was found to be a key factor on well-protected