restructuring of the Company: 1. ACO I purchased the debt from 7 previous trade creditors of the Company. In this regard, on March 15, 2017, the Company received a letter from ACO I to confirm the amount of
accounted for by LTF flows. As the lockup periods for tax- deductible investments (LTF and RMF) are defined based on calendar dates (for example, 8 The coefficients of the 4-factor pricing model confirm this
with a client. Such procedure should have adequate process to identify and verify client’s true identity in order to ensure that the client is the person appears on the documents referred to during the
by a management company 1.1 There should be a procedure for account opening and entering into a contract with a client. Such procedure should have adequate process to identify and verify client’s true
verify that this is the case, we calculate the standard deviations of our key variables both across firms and over time and find that the cross- sectional variations between firms are at least 50% higher
verify the appropriateness and evaluate both the ethical risks and the ability to perform work of the staff. Nonetheless, the SEC encourages the firm to set out the policies that limit its staffs’ capacity
confidential and/or material non-public information. The policies, procedures, and controls should include measures designed to verify that employees undergo required training. 5. DISCLOSURE AND COMMUNICATION
principal asset and accessories (if any) shall contain at least the following matters: (1) prior to acquisition of the principal asset each time, a REIT manager has to proceed as follows: 11 (a) verify or
to register a transfer of bonds or corporate bonds, the approved Thai government agencies shall verify the proposed transfer of bonds or corporate bonds. If the approved Thai government agencies find