execution program. She also transferred her own money into the client’s trading account as a collateral for trading loss. Meanwhile, the client did not contradict or object to the record of confirmed
involves severely illegal business. For example, human trafficking, drug smuggling or money laundering etc. Moreover, the issuer must not act in violation or non-compliance with the law, which may cause
loss due to price volatility, cybersecurity risk, risk on personal data leakage, and exploitation as a money laundering tool. The SEC Board has therefore considered exercising authority within the scope
assets as a tool to back money laundering. Moreover, certain types of digital assets are investment assets that require investors to study and thoroughly understand associated risks. The BOT therefore does
year’s campaign will be launched under the theme, “Investment Literacy for New Gen” to uplift the importance of money management skills and investment skills as a New Gen life’s skill and to raise
, transfer or withdrawal of money or entering into transactions related to digital assets with digital asset business operators who have not obtained a license under the Emergency Decree on Digital Asset
price volatility risk before allocating an appropriate amount of investment money to digital assets, which are exposed to high risks due to price volatility. Besides, certain cryptocurrencies may lack
little money in assets offering low return. Therefore, the SEC this year set a target of 100 participants from employers nationwide. So far, 60 organizations and companies tallying 90,000 employees have
management as well as proxy voting guidelines announced by institutional investors.?Securities business involves with other people?s money. The business operators should thus be a model for others by firmly
civil monetary penalty and disgorgement money will be transmitted to the Ministry of Finance as public revenue.