) Dividend payment by issuing investment units to unitholders is prohibited. Retained Earnings Net Profit Dividend Payment / / / / X / X / / X X X Authority of the SEC Fund managers Mutual
management company shall pay for the redemption of the investment units in the form of securities or other assets instead of cash to high net-worth investors only. (2) Dissolution of funds in the case of the
management company may request a relaxation on the following matters: (1) Appointment of fund managers as approved by the SEC. (2) Preparation of and submission to the SEC a report on fund managers' starting
Before the initial public offering (IPO) (1) The mutual fund obtaining a normal approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed
that the organization structure of is designed or efficient measures installed to prevent conflicts of interests effectively. (2) Where the person appointed as a fund manager is an employee of the
the days of the significant errors in the valuation (at least one satang and worth at least 0.5% of the correct value or price); (2) Take any actions to ensure that the investors are informed the
management company The rules apply to the mutual fund that will invest in the targeting fund as follows: (1) The targeting fund shall not invest back to the invested fund (circle investment), and the invested
shall not affect the existing rights of the unitholders. (2) The mutual management company may allow the unitholders to switch their investment units from one class to another. The procedure for the
issuers 15.1 Recording the value of a debt instrument or claim as zero “0" (set-aside) 1) In the case that the mutual fund company records the value of a debt instrument as “0", or that the issuers of
the benefits thereof from one LTF to another LTF, shall be completed within five business days. (3) The criteria for dividend payment are different from other funds. The mutual fund management company