providing falsified information to the SEC Office, etc.; (6) complexity of nature of action or tools used in action, for instance, using other people name or establishment of disguised company, etc.; (7
Establishment and Management of Collective Investment Schemes and Section 59 of the Trust for Transactions in Capital Market Act B. E. 2550 (2007) stipulate that the auditor who affixes signature in the auditor’s
with market dominance, mergers that may lead to monopolistic activity or substantially limit competition, and unfair trade practices. The revised law also mandates the establishment of the Office of
People: To effectively tackle complicated problems, we focus on employee empowerment to ensure comprehensive solutions along with establishment of a solution hub in major provinces. Most recently, a
which can cope with potential economic uncertainties in a timely and efficient manner, KBank emphasizes big data analytics for predictive integrated risk management (IRM) through the establishment of
, Conditions and Procedures for Establishment and Management of Infrastructure Funds or the Notification of the Capital Market Supervisory Board concerning Rules, Conditions and Procedures for Establishment and
Economic Cooperation : APEC) ที่ได้รับความเห็นชอบและอยู่ภายใต้การกำกับดูแลของหน่วยงานกำกับดูแลหลักที่ลงนามร่วมกันใน Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds
Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds Passport “อีทีเอฟต่างประเทศ” หมายความว่า โครงการจัดการลงทุนแบบ exchange traded fund ที่จัดตั้งขึ้นตาม
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...