inspection results and reports from the back office regarding clients? suspicious information, which caused the company to be in violation of the SEA4. The SEC therefore suspended approval of Thada and Pisit
. The Guidebook also incorporates globally recognized tools and frameworks on impact measurement and management which businesses can refer to in their corporate reporting process on their positive
digital assets as a means of payment, aside from its usage as investment, which could potentially impact financial stability and the overall economic system. The use of digital assets in this manner
. “Services relating to securities business” mean serviced which are incidental to or relating to securities business and deemed to be ordinary operation of securities companies, e.g. financial
to be offered for sale which shall have the same characteristics of the forms and list specified in the registration statement. In the case where the CIS operator files the registration statement and
which the auditor is attached as prescribed by the regulations summarized below: Individual Qualifications (1) being a certified public accountant whose license is still valid; (2) being a leader of an
dealings and fund management in a fund service platform which is carried out by Thailand Securities Depository Co., Ltd. (TSD); payment system infrastructure services for securities trading in the capital
addition, on 8 July 2021 the Bank of Thailand (BOT) has warned against the use of digital assets, which are not legal tender, as a means of payment for goods and products. The payers and receivers of digital
crime such as narcotic drugs and money laundering related crime because the transacting parties cannot be identified, and there are cryptocurrencies which allow transaction information to be concealed
) has amended the regulations on custody of clients’ assets in digital asset businesses, which include keeping custody, withdrawal and transfer of clients’ fiat money, and seeking benefits from clients