Promotion, the Lawyers Council, the Thai Chamber of Commerce, the Federation of Thai Industries, the Thai Bankers Association, the Thai Hire-Purchase Association, the Thai Retailers Association, the Thailand
reference to analysis report.In the case of {A}, a client filed a complaint against her and the SEC's further investigation revealed that she had made decisions to purchase securities without the client's
investigation, it was found that Niran, a KBANK employee at the time, had solicited a client to purchase units of a mutual fund but did not execute the subscription order for the client. Instead, he
controlled, sustained and influenced the price of such shares continuously to lure the general public to purchase and sell CHUO shares as well. The closing price of CHUO shares rose from 9.40 baht on 25 April
indirect impact of the COVID-19 epidemic on the economy. In a move to restore capital market confidence, the cabinet approved an additional tax privilege for people who purchase investment units in “SSF
}. However, after fact examination, it was found that there was a reasonable ground to believe that the actual payment for the purchase of the land and the office building was 40 million baht, and the
without his client's orders. Such trading was made in high volumes for several consecutive days, decreasing the number of shares in the said account. {A} then used the client's money to gradually purchase
investing public to purchase or sell MILL shares, causing the share price to be inconsistent with the normal market condition. The scheme caused a 64.63 percent increase of MILL share?s closing price as the
สินทรัพย์ดิจิทัล (minimum purchase) ในแต่ละธุรกรรม และมีการยกระดับกฎเกณฑ์การกำกับดูแลผู้ประกอบธุรกิจสินทรัพย์ดิจิทัล อีกทั้งสำนักงาน ก.ล.ต. และหน่วยงานสมาชิกรวม 12 หน่วยงาน* ยังได้มีการลงนามใน APRC
measures relating the purchase of securities through cash balance account in case of abnormality in the trading of securities to ensure that such rules or measures are appropriate for the current market