) which obtain a securities business license in the category of securities brokerage not limited to debt securities or investment units; (3) a person who obtains derivatives business license in the category
securities business license type A or is in a process of applying for such license; (2) securities companies other than the securities company under (1) which obtain a securities business license in the
business license shall obtain securities business license only when it has the following qualifications: (1) having paid up registered capital not less than the amount specified in the notification of the
Exchange Commission. Chapter 1 Application for Approval ______________________ Clause 4. Persons who obtain approval to be investor contact shall be divided into two categories which are Category A Investor
take necessary actions for its clients to obtain the rights and benefits arising from any securities or instruments owned by the clients which are under its custody from the issuers of such securities or
, unless given a written order or consent from the client, on a case-by-case basis. 5 Clause 11 A securities company shall take necessary actions for its clients to obtain the rights and benefits arising
3 percent of the Company’s net tangible assets, therefore, the Company is obliged to obtain approval from the Board of Directors and disclose such information to the Stock Exchange of Thailand (as per
generate sustainable income and obtain an attractive long-term return on its investment. In addition, there are very few players who are capable of matching ART’s plan to manage and dispose of hazardous