Industry and Be a Firm and Fair Regulator ● Proposed Changes of the Structure of the SEC ● Procedures for Issuing Rules and Regulations Governing the Capital Market ● Roles of the SEC as Law Enforcement
. One of the earlier projects under the principle-based reform is the revision of rules governing securities businesses. In addition, rules and regulations that are obsolete, impractical or irrelevant to
divestment with the result that BBGI will cease to be a subsidiary of the Company according to the SET Regulation Re: Rules, conditions and procedures governing the disclosure of information and other acts of
Within 6 months following the Shareholders’ Approval for which an independent financial advisor must be appointed within this August 2017 subject to the governing laws to provide opinion to audit committee
Nor. 22/2552 Re: Establishment of Mutual Fund and Execution of Agreement for Management of Private Fund dated 28 July 2009; “ provident fund ” means a provident fund under the law governing provident
provident fund under the law governing provident funds; “management company” means a mutual fund management company or a private fund management company, as the case may be; “mutual fund management company
. Disclose the conditions governing the manner in which such a meeting would be convened, such as quorum requirements, the conditions for being allowed to attend the meeting and the minimum number of votes
Accounting Law. Such financial statements shall be subject to audit and opinion to be conducted and offered by an auditor approved by the Office as per the Office’s notification governing approval of auditors
by an auditor approved by the Office as per the Office’s notification governing approval of auditors. An exception is for the mutual fund that offers all investment units to non-Thai residents (country