the years, which led to otherwise avoidable damages and erosion of confidence in the capital market and the Thai economy as a whole. The SEC, therefore, will continue on with its timely and relentless
งานสอบบัญชี (quality assurance system) ที่ไดมาตรฐาน นอกจากนี้ ในป 2545 Technical Committee ของ International Organization of Securities Commissions (“IOSCO”) ไดออกแถลงการณเร่ือง “Principles for
the ones established by the IFAC; (4) “Quality Assurance Review Panel” means a body of persons appointed by the SEC Office to give advice and recommendations regarding supervision of auditors in the
can be no assurance that the Fund will achieve its investment objective. Fund Basics Total Fund Assets (in millions) $271.46 Management Fee 0.95% Estimated Total Expense Ratio 1.13%1 Minimum Investment
market linkage. The Capital Market Development Master Plan (CMDMP) 2010-2014, as approved by the Cabinet, is designed to address global financial crises and build confidence of international investors in
Other Related Entities in order to Ensure Confidence of the Investing Public ● Supervision of Market Intermediaries - Securities Companies - Asset Management Companies - Inspection - Supervision of those
Assurance Review Panel (“QARP”) 5 02 Activities for enhancing audit quality 10 03 Summary of inspection results 15 A. Firm level 16 B. Engagement level 28 04 Root cause analysis 38 05 Our focus for 2015 41 06
. Moreover, the daily trading volume increased from 18.9 billion baht to 20.5 billion baht. These results reflected the strengths of Thailand’s economic fundamentals and investors’ confidence in the prospects
assurance in relation to the value or returns on the offered securities; nor shall they certify the accuracy and completeness of information contained in the registration statement/ draft prospectus. The
แนวปฏิบัติ และหนังสือเวียนที่เกี่ยวข้อง แบบฟอร์มที่เกี่ยวข้อง Quality Assurance & Review Independent Audit Oversight Handbook for approval of foreign auditors เอกสารประกอบการบรรยาย SHARE : ติดต่อสอบถาม