-1 One Report. Also, the registration statement for securities offering of both Thai and foreign companies has been revised to be in line with Form 56-1 One Report, which is required to be prepared

executives of listed companies are required to perform fiduciary duties by considering the matter responsibly, cautiously and honestly for the best interest of the companies. In case of digital asset

2021, the issue date of the SEC Board’s order. If the clients do not take assets back within deadline,  Huobi is required to deposit the clients’ assets in a secure system

Thailand ESG Funds are also required to disclose their sustainability-related information in accordance with the regulations for the Sustainable and Responsible Investing Fund (SRI Fund). Once the fund has

the bond market, the relevant ministerial regulations would be repealed and instead the foreign issuer of baht bonds would be required to file an application for approval of offer for sale of baht bonds

commission of offenses with imprisonment and criminal fine. In this regard, soliciting people in Thailand to make investment with foreign business operators in those SEC license-required businesses as well

investment grade quality. Moreover, management companies are required to maintain investment proportions as specified by the SEC while information of invested securities must be publicly disclosed in

. Whoever wishes to offer services to other persons by soliciting investment, offering loans or providing investment management services is required by law to obtain a securities business license first. We

prescribing the conditions and procedures for securities companies in operating securities brokerage business, securities companies are required to keep records of the telephone conversations they have with

, baht bond issuers classified as special purpose vehicles (SPV) are now required to disclose information of their ultimate issuers. 2. Cancellation of approval for domestic sale of overseas debt