UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...
shareholder or controlling person, unless the foregoing status has ended for at least two years prior to the date of filing the application with the SEC Office. In this regard, such prohibited characteristics
performance, top-performing funds can maintain their status in short term while some bad performers remain. Keywords: Mutual fund, Performance, Persistence, Thailand * Assistant Professor of Finance, Graduate
sequencing from accounts that differ in tax status. Asset location is typically defined as placing (or locating) assets in the most tax-efficient account type. For example, it generally makes sense to place
factors when they select funds: funds with higher expense ratio tend to experience greater 11 inflows. When the subsamples are partitioned by tax status, the relationship disappears for tax- privileged
of Economics, 131(4), 1593–1636. https://doi.org/10.1093/qje/qjw024 Baker, K. H., Pandey, N., Kumar, S., & Haldar, A. (2020). A bibliometric analysis of board diversity: Current status, development
, investment status and the approximate spending amount. In case of acquiring assets or investment in a business unrelated to the current one, clarify the reason(s) and the background of such asset acquisition
business, clarify the nature of the business to be invested, investment status and the approximate spending amount. In case of acquiring assets or investment in a business unrelated to the current one
basis of commercial negotiation and without any dependent interest resulted from the status of the director, executive or related person, as the case may be, provided further that the said commercial
Tangjettanaporn are satisfied with the result of the due diligence on the Company and there is no change which might have a material adverse impact to the Company’ s status, operation, business and/or property