scheme capital (calculation based on the par value); 3) An additional offering of investment units to increase the scheme capital can be made after the change in the scheme capital has been registered
management company arising from such termination, with the exception of the case that the agreement is made with a client that is a provident fund or the Government Pension Fund; (5) In the case of a margin
submit the pooled fund data report on the essential information about each investment policy of a pooled fund in a dataset format to the SEC so that the pooled fund data would be processed and made
results.With reference to the annual financial statements for the year 2016 wherein the auditor made a note on the loan transactions with foreign debtors which subsequently increased GL operating results, the
investment consultants offered for sale of 5-year structured notes to the client. The client made investment based on the understanding that the bank would redeem the notes after six months as from the
The criminal complaint has been made in furtherance of the criminal complaint by the SEC against the former directors and executives of K.C. Property Public Company Limited (KC) and others for
SEC as well. Preparation and disclosure of Form 56-1, although not necessarily be lengthy or extremely detailed, must contain adequate and accurate information in materiality and be made in a timely
transferred to Apple Wealth when in fact Sakkarin had never purchased any shares for the client in the first place. He made up false documents and misled the client that such share transfer did occur. Moreover
Network expects to share alert lists and scams, as well as updates on digital asset regulatory regimes and developments among the ACMF members.The ACMF made further progress in driving cross-border
investors’ complaints as well as an arbitration process to offer investors and market participants an alternative to settling their disputes. In recent years, additional efforts have been made in different