services in the nature of managing investment fund for the client, safekeep the client’s assets with a person approved by the SEC Office; (7) arrange a supervision to ensure that the provision of services by
companies. “Office” means the Office of the Securities and Exchange Commission. Clause 2. This Notification shall not apply to financial institutions whose core business is under direct supervision of another
business is under direct supervision of another regulatory agency and later obtained license to undertake securities business, provided that such regulatory agency has in place the requirements or practices
business is under direct supervision of another regulatory agency and later obtained license to undertake securities business, provided that such regulatory agency has in place the requirements or practices
measures to assist the public. One of the measures is to alleviate the burden of public utility expenses, such as PWA water tariff. PWA, which is a state enterprise under the supervision of the Ministry of
alleviate the burden of public utility expenses, such as PWA water tariff. PWA, which is a state enterprise under the supervision of the Ministry of Interior, sent a letter to UU requesting assistance to
economic and financial system. Therefore, clear supervision of such activity is needed. However, technologies and digital assets that do not pose such risks should be supported with appropriate regulatory
) เพิ่มศักยภาพในการกำกับดูแลและบังคับใช้กฎหมายในตลาดทุนไทย (Effective supervision & enforcement) (7) ติดตามประเมินความเสี่ยงเชิงระบบได้อย่างเท่าทัน (Systemic risk) (8) สร้างกฎเกณฑ์ที่ไม่เป็นอุปสรรคและส่ง
ownership of the business. Positive gains of the company will also benefit the shareholders. However, the capital increase may cause a dilution effect on shareholders. Therefore, supervision of the program
ของประเทศ KR 2 ภาพรวมแผนยทุธศาสตรส์ านกังาน ก.ล.ต. ปี 2566 – 2568 B. น ำเทคโนโลยแีละนวตักรรมมำสง่เสรมิกำรพัฒนำและก ำกบัดแูลตลำดทนุ (Tech-led supervision) ตลาดทนุเป็นกลไกส าคญัในการสง่เสรมิโครงสรา้งเศรษฐ