of beginning business operation instead of the date of approval, as previously required. In addition, SEC has specified that the ICO portals must show that they have efficient IT systems and
monitoring business operation of invested companies closely and actively enough to be able to detect any potential issue at an early stage. If an issue is found in an invested company, for example, the
relevant laws and regulations, activities relating to strategic intent with ability to communicate with all stakeholders. Level 2 ? Engaged: indicating intent to mitigate impact from business operation on
PowerPoint Presentation Considering Whether it constitute law violation Taking legal action(s) Administrative Action Civil Sanction Criminal Action Considering whether offenses shall be extinguished
=searchcontent_th~5^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3AEnforcement&start=10&rows=10 11 - 14 of 14 results Sort by: Relevance Date (Newest) Date (Oldest) Civil Action Dated 29/05/2023 General
=searchcontent_th~5^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3AEnforcement&start=10&rows=10 11 - 14 of 14 results Sort by: Relevance Date (Newest) Date (Oldest) Civil Action Dated 29/05/2023 General
Mr. Anan Keatkamjohnpattana Mr. Anan Keatkamjohnpattana aided and abetted Mr. Theeratchanon Lapvisutisin and Ms. Supaporn Lapvisutisin in committing offences. The action was considered as a
action was deemed a violation of Section 16 of the Derivatives Act B.E.2546 (2003). This case is under consideration of the public prosecutor. DV Act S.16 Criminal Complaint Filed with an Inquiry
World Trading Prosperity Co., Ltd. World Trading Prosperity Co., Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section
SHARE : ASEAN Capital Markets Forum Set Key Priorities for Its Next Five Years Action Plan Tuesday 15 December 2020 | No. 232 / 2020 The 33rd ASEAN Capital Markets Forum (ACMF) Chairs’ Meeting virtually